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 International Journal of Recent Research and Review

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Volume-XIX (Issue 3) - AUGUST 2026


 

Hybrid Whale-Salp Swarm Optimization with Adaptive Clipping for Efficient PAPR Reduction in DFT-Spread FBMC 5G Communications

 

 

Manish Yadav

Mr. Ravi Kumar Bairwa

 

Keywords: Filter Bank Multicarrier (FBMC); Peak-to-Average Power Ratio (PAPR); adaptive clipping; Whale Optimization Algorithm; Salp Swarm Algorithm; DFT-spreading; nonlinear power amplifier; 5G waveform design.

 

Abstract: High Peak-to-Average Power Ratio (PAPR) remains a central obstacle to energy-efficient Filter Bank Multicarrier (FBMC) transmission for 5G and beyond. Where distortion less techniques such as Partial Transmit Sequence (PTS) trade a modest reduction for zero signal-quality penalty, this paper instead investigates a more aggressive route: a hybrid Whale Optimization Algorithm-Salp Swarm Algorithm (WOA-SSA) jointly tunes an adaptive amplitude-clipping threshold and PTS phase factors on a DFT-spread FBMC/OQAM-equivalent baseband model, seeking the deepest achievable PAPR reduction rather than a distortion-free one. A full baseband simulation (256 subcarriers, 16-QAM, PHYDYAS prototype filter, 8 PTS sub-blocks) shows the proposed scheme lowers the mean PAPR from 8.40 dB (conventional FBMC) to 2.87 dB - a 5.53 dB reduction, substantially larger than distortionless PTS-only schemes. However, end-to-end simulation through a Rapp solid-state power-amplifier model at fixed input back-off shows this aggressive PAPR reduction comes with a measurable bit-error-rate (BER) error floor at high SNR, caused by the irreducible clipping distortion itself rather than by the optimizer. The paper reports both effects transparently and discusses the resulting PAPR-versus-BER trade-off, positioning adaptive-clipping-based aggressive reduction as complementary to - rather than a strict replacement for - distortion less PTS/SLM-based schemes such as the hybrid GWO-CSA approach examined in a companion study.

 

 

International Journal of Recent Research and Review
 

  

 

ISSN: 2277-8322

Vol. XIX, Issue 3
August 2026

 

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PUBLISHED
August 2026
 

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Vol. XIX, Issue 3

 

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